New Statesman & Society,
3 March 1995
Many on the left are getting excited by a new intellectual movement
from the United States – communitarianism. Paul Anderson and Kevin Davey
explain what the fuss is all about
It doesn't happen often, but just
occasionally a big idea from America has a massive influence on the thinking of
a significant part of the British intellectual left. The last time was in the
late 1970s and early 1980s, when Harvard philosophy professor John Rawls' monumental
A Theory of Justice provided British
social democrats with an argument from first principles for a mildly
redistributive welfare capitalism.
First published in 1972, Rawls'
tome had become compulsory reading on every university's political theory
course by the end of the decade – and its influence even percolated as far as
the Labour leadership. By far the most coherent account of Labour's underlying
philosophy in the 1980s, Roy Hattersley's Choose
Freedom, is essentially Rawls translated into popular idiom. Insofar as
last year's report of the Borrie Commission on Social Justice has a theoretical
underpinning, it is Rawls' conception of "justice as fairness".
Now another big idea from
America, communitarianism, is exciting many on the left here. It is a school of
thought that believes, in the words of Amitai Etzioni, the sociology professor
who is its foremost publicist (see interview), that we need to create "a
new moral, social and public order based on restored communities, without
allowing puritanism or oppression".
As with A Theory of Justice, its influence, although strangest on the
left, has been felt across the political spectrum. If the rhetoric of
communitarianism is most noticeable in the speeches of Tony Blair, it is also a
feature of much Liberal Democrat polemic and even of the work of such maverick
right-wingers as David Willetts and David Selbourne. Another echo of the
reception of Rawls is that the Brits are catching on late: communitarianism
has been around for the best part of a decade in the United States.
But there the similarities end. A Theory of Justice is one, notoriously
difficult and abstract, book; communitarianism is a current of ideas that
informs a small but significant proselytising and populist movement in the
United States. It has a journal, The
Responsive Community, and a political programme that it lobbies – in some
cases successfully – to have implemented at various levels of government.
Whereas A Theory of Justice became
influential in British left politics through the assimilation of its arguments
in the universities, the communitarian message has been spread here by
pamphleteers and newspaper polemicists – notably Geoff Mulgan and others
associated with the think-tank Demos and Observer columnist Melanie Phillips.
Most important of all, the whole thrust of communitarianism is radically at
odds with the entire liberal tradition of which Rawls is still the outstanding
contemporary representative.
Indeed, communitarianism at least
partly owes its existence to political philosophers who, during the 1970s and
1980s, rejected the abstract individualism of A Theory of Justice and other works of liberal political theory.
Rawls' book is essentially an updating of the classical liberal theory of the
"social contract". Simplified, his basic case is that, if individuals
knew nothing about their position in society, their wealth, their abilities or
their life-chances, they would agree with one another that they should live in
a society in which everyone enjoyed the greatest measure of freedom compatible
with that of others, with inequalities tolerable only insofar as the results
benefited the least well-placed. Or as Hattersley put it in Choose Freedom: "The true object of
socialism is the creation of a genuinely free society in which the protection
and extension of individual liberty is the primary duty of the state."
Political philosophers who have
since associated themselves with communitarianism (or who have at least been
much quoted by communitarians) – among
them Michael Sandel, Alastair Maclntyre and Charles Taylor – argue that this
whole approach is wrong. In reality, they say, people cannot help but know
about their position in society, their wealth, their abilities and so on: they
are not atomised individuals but essentially social beings, rooted in families
and communities. Political philosophy should recognise this rather than
speculate on what individuals would want in an impossible hypothetical situation;
and if it did so it would find that minimising the constraints on
"freedom" is nobody's number one priority.
It would be wrong, however, to
see communitarianism simply as a position in an ongoing argument about our
basic political principles. Its emergence as a current of ideas in the late
19805 had much more to do with a widespread sense among Americans – not just
intellectuals – that the ideologies dominant in politics in the previous
quarter century had failed in practice. Neither the welfare-state liberalism
hegemonic in the ig6os and 19705, nor the free-market conservatism of the 1980s
had been able to reverse the social fragmentation that many felt was likely to
engulf America in crime, drug abuse and moral irresponsibility. Indeed, it
seemed that both had made matters worse by failing to place the encouragement
of social responsibility and the common good at the centre of their concerns.
On one hand, the argument went,
1980s-style liberals – dominant in US politics until the end of the Carter
administration – attacked the family as repressive, pressed for a
never-ending expansion of individual rights, and put their faith in
ever-greater state provision to cope with the social fragmentation that their
permissive ideology encouraged. But they failed to recognise that the welfare
state actually reinforced fragmentation and irresponsibility, effectively
legitimising family breakdown and creating an underclass of passive clients.
On the other hand, 1980s-style free-market conservatives recognised some of
the problems of welfarism. But their favoured solution – simply reducing the
scope of the welfare state – did nothing to help matters, and their fetish of
individual material wealth made a religion of selfishness and irresponsibility.
The first response to this
American disillusionment with mainstream liberalism and conservatism – which
has obvious parallels in Britain – was the ultra-conservatism of the Moral
Majority, arguing for a straightforward reversal of liberal permissiveness,
punitive sanctions against criminals and single mothers and a return of
traditional Christian values to schools. Communitarianism was the response to
the response, Amitai Etzioni explains: "I believe that although they
raised the right questions, they provided the wrong, largely authoritarian and
dogmatic, answers."
The central communitarian argument,
most concisely advanced in Etzioni's The
Spirit of Community, is simple. A good society is one in which people live
freely, take responsibility for themselves, their
families and their communities, and solve most problems at the level of the
neighbourhood or household. "Only if a solution cannot be found by the
individual does responsibility devolve to the family," writes Etzioni.
"Only if the family cannot cope should the local community become
involved. Only if the problem is too big for it should the state become
involved." Etzioni emphasises that we have not only political and economic
rights to make demands on the state and our fellow citizens, but also duties to
others. And in America, he says, the balance between rights and duties has
swung too far in favour of rights. The prime task in American society is to
redress the balance with measures that encourage people to recognise their
duties and to act on them.
This,
first of all, puts a premium on parenting – which, say the communitarians,
means that parents should be actively discouraged from splitting up and that
single women should be dissuaded from having children. In line with this, the
state should provide generous maternity and paternity leave, better child
allowances and improved child-care, while making divorce more difficult and
introducing economic incentives to make it easier for one parent to stay at
home rather than go out to work.
Encouraging
responsibility does not, however, end with the family. The education system is
crucially important – and communitarians argue for a wide range of measures to
instill a sense of civic duty and to iron out anti-social behaviour.
Neighbourhood self-regulation is also vital. Some communitarians argue for
compulsory community service for teenagers; some back curfews on teenagers to
prevent them roaming the streets at night; some argue for censorship of
violent television, films and music.
All
this is intensely controversial: the communitarians have been attacked by
feminists for reasserting the norm of the heterosexual two-parent family, by
civil libertarians for authoritarianism, and by a variety of critics for
harbouring a nostalgic or territory-based view of community. It is possible,
the critics argue, for new communities to be created, celebrating diversity and
maximising individual liberty. And it is unlikely, they suggest, that the many
residential, occupational, lifestyle and electronic communities of which we are
members can be treated as if they nestle comfortably and without conflict in a
community of communities.
None of
this would matter very much if the communitarians were just a huddle of
like-minded writers with no real influence – but in fact they have played
significant roles at several levels of American politics. Bill Clinton's
speeches were punctuated with communitarian rhetoric in the run-up to the 1992
presidential election and he still has communitarian advisers in senior
positions – most prominently William
Galston, a co-founder with Etzioni of The Responsive Community, and Mary Ann Glendon. It's arguable
how successful the communitarians have been in getting their agenda accepted
following Clinton's election: the only substantial piece of legislation since
1992 that has their imprint is the introduction of non-military national
service. But the communitarians' teach-ins at the White House have continued
throughout the Clinton presidency, and there are signs that their stock has
risen in the wake of the Republicans' victory in lasty ear's Congressional
elections. Communitarianism strikes a chord with many Republicans in Congress
– and Clinton is desperate for any new ideas that might staveoff defeat in
1996.
It is
at local level that communitarian ideas have had most practical impact,
however. Innovative education programmes now address drug abuse, sexual
awareness, race relations, violence and absenteeism. Gang prevention programmes
have replaced street associations with cultural networks. Drivers of trains and
buses in many cities undergo random drug testing designed to reduce the risks
for the public. Particularly controversially, homeless people in Philadelphia
who refuse to comply with job-search requirements are denied entry to local
authority emergency shelters and communitarians campaign for increased police
powers to search for guns and drugs in urban areas.
Much of
this is unlikely to be welcomed by the left in Britain – but it's easy to
understand the appeal of a rather softer communitarianism. For some
intellectuals, it gives respectability to a local activism that has long
existed but which was always compromised in the minds of those searching for
big ideas by its parochialism and apparent ideological incoherence. More
important, it also provides the Labour leadership with a convenient populist
rhetoric that chimes well with Tony Blair's austere ethical socialism.
Lacking
a macroeconomic policy capable of making more than a small dent in mass
unemployment, worried that the welfare state as we have known it is no longer
sustainable, and desperate to distance itself both from its past and from the
Tories, Labour needs to give the impression that it has new, credible solutions
for Britain.
Communitarianism
gives the party leadership precisely the package it wants. It is classless, in
tune with some fundamental Labour values as well as attractive to
conservatives, and is compatible with economic austerity. Look out for traces
in the new Clause Four.
Three tactics of social
democracy?
If communitarianism really does take hold of Labour's thinking, is this
the way future historians will understand the phases of Labour's intellectual
development in the 1970s, 1980s and 1990s?
Up to mid-1980s: One-nation Keynesian corporatism
Ideological core: The state should spend to ensure that demand is
sufficient to allow full employment. Import and exchange controls and
nationalisation are useful tools in many circumstances. The keys to social
peace are getting the unions to partake in beer and sandwiches at Number Ten
and expanding expenditure on the welfare state.
Key areas of dispute: How far
Labour should use public ownership as a tool of policy? How much should Labour
increase taxes? How much should Labour devalue? Is an incomes policy necessary?
Should Britain be a member of the European Community?
Crucial texts: Aneurin Bevan: In
Place of Fear ( 1952); Anthony Crosland: The Future of Socialism (1956); Stuart Holland: The Socialist Challenge (1973); Tony Benn:
Arguments for Socialism (1979); Peter
Hain and Roger Berry: Labour and the
Economy (1993)
Mid-1980s to mid-1990s: Euro-Keynesian liberalism
Ideological core: The medium sized nation-state can no longer be
master of its own economic destiny: Europe-wide countercyclical policies are
necessary to achieve full employment (if it is indeed achievable at all),
backed by strong local and regional economic strategies. Nationalisation and
exchange controls are no longer feasible tools of economic management.
Old-style corporatism is dead, but continental-style union-management
cooperation is a good thing. The main role of the nation-state in economics is
redistribution through a reformed welfare state.
Key areas of dispute: Does Labour need to go for a fully federal
Europe? Is full employment achievable? What extra powers should local
government have? Should Labour increase taxes? Should benefits be targeted?
Crucial texts: John Rawls: A Theory of
Justice (19 72);Tom Nairn: The Left
and Europe (19 73); Alec Nove: The
Economics of Feasible Socialism (1983); GLC: London Industrial Strategy (1985); Roy Hattersley: Choose Freedom (1987); Stuart Hall et al: New Times(1989); Ken Coates et
al: A European Recovery Programme
(1993); Gordon Borrie et al: Social Justice (1994)
Mid-1990s onwards?: Post-Keynesian communitarianism
Ideological core: Macroeconomics is dead: the nation state has very
little role in economic management except as provider of training. Even Europe
cannot operate a credible counter-cyclical economic policy. The welfare state
is not sustainable in its familiar form, and many of its functions must be
taken over by the voluntary sector or privatised. Unions have a role as
friendly societies for their members but not in what remains of economic
policy.
Key areas of dispute: Is there any future for political parties?
Should local government powers be reduced? How can the cost of the welfare
state be cut? Are there any benefits that should not be targeted? How should
single mothers be punished? How can Labour cut taxes?
Crucial texts: Amitai
Etzioni: The Spirit of Community
(1993); Geoff Mulgan: Politics in a
Post-Political Age (1993); Frank Field: A
New Agenda for Britain (1993);David Selbourne: The Principle of Duty ( 1994); David Willetts: Civic Conservatism (1994)